- No single equity position to exceed 15% of gross capital in any strategy
- Shorting only in liquid securities
- Leverage limited to 2x capital for SMA's and Income Generator; 4x for Global Macro and Leveraged Yield
- Exit Strategy consisting of a "3% Max Loss" rule (as a % of total capital)
- Weekly re-evaluation of positions and hedges
- Utilization of technical analysis to assist in identifying major levels of support and resistance.
- Losing positions quickly jettisoned